Services · Operations
Compliance Retainer
A continuous retained engagement covering compliance ownership, deadline management, filings and portal-based visibility.
Overview
What this service covers
A retainer gives your entity a named compliance owner at Gateway, a managed calendar, and continuous execution across filings, records and regulatory correspondence, with status visible in the client portal.
Who needs it
- Operating entities without in-house compliance capacity
- Groups managing several IFSC entities
- Businesses that want single-point accountability
Why it matters
- Compliance is continuous, not periodic
- Single ownership removes coordination overhead
- Portal visibility gives management assurance
Process
- 01
Onboarding
Entity profile, records and obligations are captured.
- 02
Calendar activation
Deadlines and responsibilities go live in your portal.
- 03
Continuous execution
Filings, records and correspondence are handled.
- 04
Review
Periodic compliance health reviews with your team.
General documents
- Registration and approval records
- Statutory registers and prior filings
- Financial records
- Authorised signatory details
Retainer scope and fee are confirmed after an entity review.
Personalise
Answer a few questions for your specific requirement.
General information above is open. Your case-specific checklist, timeline and commercials are shared after we know who we are advising.
Check your requirement
Step 1 of 5
How many entities need coverage?
FAQ
Common questions
What is included in the retainer?
Scope is defined per entity — filings, secretarial work, calendar management and portal reporting are typical inclusions.
Related
Frequently combined services
Regulatory
Regulatory Filing
Preparation and submission of periodic and event-based regulatory filings for IFSC-registered entities.
Corporate
Corporate Filing
Corporate secretarial filings — changes in directors, capital, registered office, charges and other statutory events.
Regulatory
Annual Compliance
A managed annual compliance programme covering statutory, regulatory and secretarial obligations across the year.
Start with Gateway